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Robert Khuzami and the S.E.C.'s "neither admit nor deny" practice in legal settlements

02/10/2009

The problems Judge Rakoff finds with such settlements and the S.E.C.'s continuation of this practice. The lack of deterrance for illegal activity or activity that harms the public interest if it is legal, under this arrangement.

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Co-Directors for S.E.C. Signal Shift

New York Times 04.22.2013

SEC's Top Cop Oversaw Deutsche CDOs

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Inside the End of the U.S. Bid to Punish Lehmann Executives

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SEC Tries to Rebuild Its Reputation

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Andrew Ross Sorkin

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Stern Words for Wall Street’s Watchdogs, From a Judge

New York Times 12.16.2013

SEC-Citi Pact Rejected by Judge Rakoff

Wall Street Journal 11.28.2011

S.E.C. Tension As It Examined Mortgage Cases

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Top Enforcer at the S.E.C. Steps Down

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­Elizabeth Warren: One Way to Rebuild Our Institutions

New York Times 01.29.2016

2 U.S. Agencies, 2 Different Accords With Wachovia

New York Times 12.08.2011

SEC Cops Want to Fight U.S. Judge

Wall Street Journal 12.16.2011

In Hunt for Securities Fraud a Timid S.E.C. Misses the Big Game

New York Times 12.15.2011

Citing ‘Legal Error,’ S.E.C. Says It Will Appeal Rejection of Citigroup Settlement

New York Times 12.15.2011

SEC Brings Crisis-Era Suits

Wall Street Journal 12.17.2011

Congress to Examine S.E.C. Settlement Policy

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Federal Judge in Wisconsin Challenges an S.E.C. Settlement

New York Times 12.28.2011

SEC and Justice Department End Mortgage Investigations Into Goldman

New York Times 08.09.2012

U.S. Not Seeking Goldman Charges

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For SEC nominee Mary Jo White, a shift in enforcement strategy - The Washington Post

Washington Post 01.28.2013

S.E.C.'s Revolving Door Hurts Its Effectiveness

New York Times 02.11.2013

Watchdog report raises concerns about SEC’s revolving door - The Washington Post

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SEC Ex-Chief Lands at Consultant

Wall Street Journal 04.02.2013


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