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SEC Ex-Chief Lands at Consultant

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Mary Schapiro, head of the U.S. S.E.C., joins Promontory Financial, a consulting firm set up by former Comptroller of the Currency managers to act as a "bank doctor" for banks that expect to face regulatory scrutiny from government regulatory agencies. In one settlement for mortgage debt which banks settled for $9.3 billion, Promontory Financial was paid $2 billion, according to this WSJ report.

Mary Schapiro, Chairwoman U.S. Securities and Exchange Commission (S.E.C.)

04/24/2010

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S.E.C. Chairwoman's Ethics Under Fire

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U.S. financial regulator S.E.C. chief Mary Jo White

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New Leader Named for Enforcement Unit at S.E.C.

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Co-Directors for S.E.C. Signal Shift

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Accounting Fraud Targeted

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SEC Wants Boss-Employee Pay Gap on Display

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At the S.E.C., a Question of Home-Court Edge

New York Times 10/05/2013

S.E.C. and fraud settlement with U.S. banks for toxic mortgage debt

04/24/2010

Grouped Articles

SEC's Top Cop Oversaw Deutsche CDOs

Wall Street Journal 04/24/2010

Inside the End of the U.S. Bid to Punish Lehmann Executives

New York Times 09/08/2013

S.E.C. Tension As It Examined Mortgage Cases

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Banks Keep their Mortgage Litigation Reserves a Secret

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An Unfinished Chapter at Countrywide

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Banks Near Deal With SEC

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S.E.C. management

01/18/2012

Grouped Articles

New Leader Named for Enforcement Unit at S.E.C.

New York Times 04/21/2013

S.E.C. Tension As It Examined Mortgage Cases

New York Times 12/19/2013

SEC to Lose Loud Watchdog

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U.S. Not Seeking Goldman Charges

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SEC Chief's Exit Opens Void

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Tangle of Ties Binds SEC's Top Ranks

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The Uptick Rule and Short selling abuses in the U.S.

07/28/2008

The suspension of the Uptick Rule and the S.E.C.'s dire lack of enforcement all seem to suggest that the regulatory mission of the S.E.C. has been influenced by those who are being regulated. Conservatives running the government and regulatory agencies mistakenly assumed that lower regulation was somehow part of the new system of free enterprise that was delivering results. As long as the economy did well they saw no reason to question this, and in fact let regulation wither to the extreme provoking the crisis by letting excesses develop and accumulate. The abuses of excessive leverage under a Fuld at Lehman and of mortage sales under a Mozilo at Countrywide were barely understood by Cox and company at the SEC till they undermined the very foundations of free enterprise.

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Citigroup Tries to Stop the Drop in Its Share Price

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The Project on Government Oversight Report in 2013 and weak enforcement at the S.E.C.

05/04/2009

The revolving door of lawyers for major financial companies working at the S.E.C. has weakend enforcement at the agency, according to this government oversight report.

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Inside the End of the U.S. Bid to Punish Lehmann Executives

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SEC Tries to Rebuild Its Reputation

Wall Street Journal 09/12/2013

SEC 'Revolving Door' Under Review

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SEC-Citi Pact Rejected by Judge Rakoff

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S.E.C. Tension As It Examined Mortgage Cases

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S.E.C. and corporate pay rules in the U.S.

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Rules for executive compensation adopted by the S.E.C. in the U.S.

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S.E.C. Proposes Greater Disclosure on Pay for CEO's

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A Better Way to Compare C.E.O. Pay

New York Times 09/21/2013

S.E.C. Tension As It Examined Mortgage Cases

New York Times 12/19/2013

In Split Vote SEC Adopts Corporate Pay Rules

New York Times 01/26/2011

On Street, Pay Vaults to Record Altitude

Wall Street Journal 02/02/2011

Judge Rakoff and the S.E.C.-Citicorp agreement

04/24/2010

Grouped Articles

SEC's Top Cop Oversaw Deutsche CDOs

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Stern Words for Wall Street’s Watchdogs, From a Judge

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SEC-Citi Pact Rejected by Judge Rakoff

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No Mr. Nice Guy—Just Ask Wall Street

Wall Street Journal 11/09/2011

Citi Ruling Could Chill SEC, Street Legal Pacts

Wall Street Journal 11/29/2011

SEC Feels the Citi Heat

Wall Street Journal 11/29/2011


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