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Federal Judge in Wisconsin Challenges an S.E.C. Settlement
Keywords:
Tags: United States,
Accountablility of Financial Regulators
08/24/2009
Prof Kane at Boston College and Judge Rakoff point to the lack of accountability of financial regulators.
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Stern Words for Wall Streetâs Watchdogs, From a Judge
New York Times 12/16/2013
Economist 06/13/2015
Facts and the Financial Crisis
New York Times 09/20/2009
BofA Ruling Questions an SEC Weapon
Wall Street Journal 09/16/2009
At Long Last, BofA Shareholders Find a Friend
Wall Street Journal 09/14/2009
Wall Street Journal 09/15/2009
Judge Rakoff and the S.E.C.-Citicorp agreement
04/24/2010
Grouped Articles
SEC's Top Cop Oversaw Deutsche CDOs
Wall Street Journal 04/24/2010
Stern Words for Wall Streetâs Watchdogs, From a Judge
New York Times 12/16/2013
SEC-Citi Pact Rejected by Judge Rakoff
Wall Street Journal 11/28/2011
No Mr. Nice Guy—Just Ask Wall Street
Wall Street Journal 11/09/2011
Citi Ruling Could Chill SEC, Street Legal Pacts
Wall Street Journal 11/29/2011
Wall Street Journal 11/29/2011
Robert Khuzami and the S.E.C.'s "neither admit nor deny" practice in legal settlements
02/10/2009
The problems Judge Rakoff finds with such settlements and the S.E.C.'s continuation of this practice. The lack of deterrance for illegal activity or activity that harms the public interest if it is legal, under this arrangement.
Grouped Articles
Co-Directors for S.E.C. Signal Shift
New York Times 04/22/2013
SEC's Top Cop Oversaw Deutsche CDOs
Wall Street Journal 04/24/2010
Inside the End of the U.S. Bid to Punish Lehmann Executives
New York Times 09/08/2013
SEC Tries to Rebuild Its Reputation
Wall Street Journal 09/12/2013
New York Times 10/15/2013
Stern Words for Wall Streetâs Watchdogs, From a Judge
New York Times 12/16/2013
Judge Rakoff and the Galleon hedge fund case.
01/19/2009
Grouped Articles
Hedge Funders Are All a Little Nuts
Wall Street Journal 08/27/2013
Wall Street Journal 10/27/2009
SEC Levels Insider Charges Against Ex-Goldman Director
Wall Street Journal 03/01/2011
New York Times 06/13/2011
Galleon Chief Sentenced to 11 Year Term in Insider Case
New York Times 10/14/2011
No Mr. Nice Guy—Just Ask Wall Street
Wall Street Journal 11/09/2011
Judge Rakoff and Wall Street
11/09/2011
Grouped Articles
Court Weighs Penalty in Bank of America 'Hustle' Case
Wall Street Journal 12/06/2013
Stern Words for Wall Streetâs Watchdogs, From a Judge
New York Times 12/16/2013
SEC-Citi Pact Rejected by Judge Rakoff
Wall Street Journal 11/28/2011
No Mr. Nice Guy—Just Ask Wall Street
Wall Street Journal 11/09/2011
Citi Ruling Could Chill SEC, Street Legal Pacts
Wall Street Journal 11/29/2011
Wall Street Journal 11/29/2011
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