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S.E.C.'s failure in fraud prevention and supervisory role for financial institutions.
08/24/2009
Grouped Articles
SEC's Top Cop Oversaw Deutsche CDOs
Wall Street Journal 04.24.2010
Inside the End of the U.S. Bid to Punish Lehmann Executives
New York Times 09.08.2013
S.E.C. Tension As It Examined Mortgage Cases
New York Times 12.19.2013
Elizabeth Warren: One Way to Rebuild Our Institutions
New York Times 01.29.2016
BofA Ruling Questions an SEC Weapon
Wall Street Journal 09.16.2009
Wall Street Journal 09.15.2009
At Long Last, BofA Shareholders Find a Friend
Wall Street Journal 09.14.2009
Wall Street Journal 09.15.2009
Judge Rejects Settlement Over Merrill Bonuses
New York Times 09.15.2009
But Who Is Watching Regulators?
New York Times 09.13.2009
Plain Talk From Judge Weighing Merrill Case
New York Times 08.24.2009
Bank Case on Bonuses Shifts Focus to Lawyers
New York Times 08.25.2009
In Harsh Reports on S.E.C.’s Fraud Failures, a Watchdog Urges Sweeping Changes
New York Times 09.30.2009
Fed's Tarullo Shakes Up Bank Rules
Wall Street Journal 10.26.2009
The Other Plot to Wreck America
New York Times 01.10.2010
Panel Told of F.B.I. Efforts to Fight Financial Crime
New York Times 01.15.2010
SEC Settles Firing Claim For $755,000
Wall Street Journal 06.30.2010
Citigroup's Paltry Debt Penalty
Wall Street Journal 08.18.2010
S.E.C. Still Isn't Enforcing a Ratings-Agency Rule
New York Times 03.05.2011
S.E.C. Chairwoman's Ethics Under Fire
New York Times 03.08.2011
Wall Street Journal 04.14.2011
Wall Street Journal 06.23.2011
In Shift, Prosecutors Are Lenient as Companies Break the Law
New York Times 07.07.2011
Reolving Door at S.E.C. is Hurdle to Crisis Cleanup
New York Times 08.02.2011
SEC accused of dumping records - The Washington Post
Washington Post 08.18.2011
S.E.C. Illegally Destroyed Documents, Whistle-Blower Alleges
New York Times 08.17.2011
File Disposal Still an Issue for S.E.C.
New York Times 08.18.2011
Schneiderman Is Said to Face Pressure to Back Bank Deal
New York Times 08.21.2011
SEC Officials Are Focus of Inquiry
Wall Street Journal 08.25.2011
Settlement Said to Be Near for Fannie and Freddie
New York Times 09.09.2011
Wall Street Journal 09.15.2011
At SEC, Strategy Changes Course
Wall Street Journal 09.30.2011
Wall Street Journal 11.09.2011
Judge in Citigroup Mortgage Settlement Criticizes S.E.C.'s Enforcement
New York Times 11.10.2011
Washington Post 11.12.2011
SEC-Citi Pact Rejected by Judge Rakoff
Wall Street Journal 11.28.2011
Citi Ruling Could Chill SEC, Street Legal Pacts
Wall Street Journal 11.29.2011
Wall Street Journal 11.29.2011
Judge Blocks S.E.C. Settlement With Citigroup
New York Times 11.28.2011
New York Times 11.28.2011
SEC Cops Want to Fight U.S. Judge
Wall Street Journal 12.16.2011
In Hunt for Securities Fraud a Timid S.E.C. Misses the Big Game
New York Times 12.15.2011
Citing âLegal Error,â S.E.C. Says It Will Appeal Rejection of Citigroup Settlement
New York Times 12.15.2011
Wall Street Journal 12.17.2011
Congress to Examine S.E.C. Settlement Policy
New York Times 12.17.2011
Why Are Investors Fleeing Equities? Hint: Its Not the Computers
New York Times 08.06.2012
SEC and Justice Department End Mortgage Investigations Into Goldman
New York Times 08.09.2012
U.S. Not Seeking Goldman Charges
Wall Street Journal 08.10.2012
Tangle of Ties Binds SEC's Top Ranks
Wall Street Journal 02.05.2013
S.E.C.'s Revolving Door Hurts Its Effectiveness
New York Times 02.11.2013
SEC Ex-Chief Lands at Consultant
Wall Street Journal 04.02.2013
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